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<article article-type="research-article" dtd-version="1.3" xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xml:lang="en"><front><journal-meta><journal-id journal-id-type="publisher-id">phgenomics</journal-id><journal-title-group><journal-title xml:lang="en">Pharmacogenetics and Pharmacogenomics</journal-title><trans-title-group xml:lang="ru"><trans-title>Фармакогенетика и фармакогеномика</trans-title></trans-title-group></journal-title-group><issn pub-type="ppub">2588-0527</issn><issn pub-type="epub">2686-8849</issn><publisher><publisher-name>LLC "Izdatelstvo OKI"</publisher-name></publisher></journal-meta><article-meta><article-id pub-id-type="doi">10.37489/2588-0527-2025-3-27-33</article-id><article-id custom-type="edn" pub-id-type="custom">MKSMNC</article-id><article-id custom-type="elpub" pub-id-type="custom">phgenomics-338</article-id><article-categories><subj-group subj-group-type="heading"><subject>Research Article</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="en"><subject>CLINICAL PHARMACOGENETICS</subject></subj-group><subj-group subj-group-type="section-heading" xml:lang="ru"><subject>КЛИНИЧЕСКАЯ ФАРМАКОГЕНЕТИКА</subject></subj-group></article-categories><title-group><article-title>Pharmacogenetic aspects of dabigatran administration for the prevention of venous thromboembolic complications in patients after orthopedic surgery: clinical cases</article-title><trans-title-group xml:lang="ru"><trans-title>Фармакогенетические аспекты назначения дабигатрана для профилактики венозных тромбоэмболических осложнений у больных после ортопедических операций: клинические случаи</trans-title></trans-title-group></title-group><contrib-group><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0002-4496-3680</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Сычев</surname><given-names>Д. А.</given-names></name><name name-style="western" xml:lang="en"><surname>Sychev</surname><given-names>D. A.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Сычев Дмитрий Алексеевич — д. м. н., профессор, профессор РАН, академик РАН, зав. кафедрой клинической фармакологии и терапии имени Б.Е. Вотчала,</p><p>Москва.</p></bio><bio xml:lang="en"><p>Dmitry A. Sychev — PhD, Dr. Sci. (Med.), Professor, Professor of the Russian Academy of Sciences, Academician of the Russian Academy of Sciences, Head of the Department of Clinical Pharmacology and Therapy named after B.E. Votchal,</p><p>Moscow.</p></bio><email xlink:type="simple">dimasychev@mail.ru</email><xref ref-type="aff" rid="aff-1"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0002-4737-7695</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Шелехова</surname><given-names>Т. В.</given-names></name><name name-style="western" xml:lang="en"><surname>Shelekhova</surname><given-names>T. V.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Шелехова Татьяна Владимировна — д. м. н., профессор, зав. кафедрой профпатологии, гематологии и клинической фармакологии,</p><p>Саратов.</p></bio><bio xml:lang="en"><p>Tatyana V. Shelekhova — PhD, Dr. Sci. (Med.), Professor, Head of the Department of Occupational Pathology, Hematology, and Clinical Pharmacology,</p><p>Saratov.</p></bio><xref ref-type="aff" rid="aff-2"/></contrib><contrib contrib-type="author" corresp="yes"><contrib-id contrib-id-type="orcid">https://orcid.org/0000-0003-4742-0881</contrib-id><name-alternatives><name name-style="eastern" xml:lang="ru"><surname>Леванов</surname><given-names>А. Н.</given-names></name><name name-style="western" xml:lang="en"><surname>Levanov</surname><given-names>A. N.</given-names></name></name-alternatives><bio xml:lang="ru"><p>Леванов Александр Николаевич— ассистент кафедры профпатологии, гематологии и клинической фармакологии,</p><p>Саратов.</p></bio><bio xml:lang="en"><p>Alexander N. Levanov — assistant at the Department of Occupational Pathology, Hematology, and Clinical Pharmacology,</p><p>Saratov.</p></bio><email xlink:type="simple">lewanowan@mail.ru</email><xref ref-type="aff" rid="aff-2"/></contrib></contrib-group><aff-alternatives id="aff-1"><aff xml:lang="ru">ФГБОУ ДПО «Российская медицинская академия непрерывного профессионального образования»<country>Россия</country></aff><aff xml:lang="en">Russian Medical Academy of Continuous Professional Education<country>Russian Federation</country></aff></aff-alternatives><aff-alternatives id="aff-2"><aff xml:lang="ru">ФГБОУ ВО «Саратовский государственный медицинский университет имени В. И. Разумовского»<country>Россия</country></aff><aff xml:lang="en">V.I. Razumovsky Saratov State Medical University<country>Russian Federation</country></aff></aff-alternatives><pub-date pub-type="collection"><year>2025</year></pub-date><pub-date pub-type="epub"><day>30</day><month>09</month><year>2025</year></pub-date><volume>0</volume><issue>3</issue><fpage>27</fpage><lpage>33</lpage><permissions><copyright-statement>Copyright &amp;#x00A9; Sychev D.A., Shelekhova T.V., Levanov A.N., 2026</copyright-statement><copyright-year>2026</copyright-year><copyright-holder xml:lang="ru">Сычев Д.А., Шелехова Т.В., Леванов А.Н.</copyright-holder><copyright-holder xml:lang="en">Sychev D.A., Shelekhova T.V., Levanov A.N.</copyright-holder><license license-type="creative-commons-attribution" xlink:href="https://creativecommons.org/licenses/by/4.0/" xlink:type="simple"><license-p>This work is licensed under a Creative Commons Attribution 4.0 License.</license-p></license></permissions><self-uri xlink:href="https://www.pharmacogenetics-pharmacogenomics.ru/jour/article/view/338">https://www.pharmacogenetics-pharmacogenomics.ru/jour/article/view/338</self-uri><abstract><sec><title>Background</title><p>Background. The effectiveness and safety of dabigatran for venous thromboembolism (VTE) prophylaxis show significant interindividual variability, partially attributed to pharmacogenetic factors.</p></sec><sec><title>Objective</title><p>Objective. To evaluate the influence of ABCB1 (rs1045642, rs4148738) and CES1 (rs2244613) gene polymorphisms on dabigatran pharmacokinetics and clinical outcomes in patients after orthopedic surgery.</p></sec><sec><title>Methods</title><p>Methods. The study included 60 patients who received dabigatran etexilate (220 mg/day) after total knee arthroplasty. Genotyping was performed by real-time PCR, and dabigatran plasma concentrations were measured by HPLC-MS/MS. Clinical outcomes (VTE, bleeding) were monitored.</p></sec><sec><title>Results</title><p>Results. The ABCB1 3435TT genotype was associated with higher dabigatran concentrations and an increased bleeding risk, while the CES1 rs2244613 CC genotype correlated with lower concentrations and a higher thrombotic risk. A combination of ABCB1 (CC and TT) and CES1 (AA) genotypes demonstrated optimal efficacy and safety. Heterozygous carriage of all three polymorphisms had an unpredictable effect. A case of severe bleeding due to drug-drug interaction was described.</p></sec><sec><title>Conclusion</title><p>Conclusion. Genetic polymorphisms of ABCB1 and CES1 significantly influence dabigatran exposure and the risk of complications. Preemptive genotyping could personalize anticoagulant therapy to improve its safety and efficacy in post-operative patients.</p></sec></abstract><trans-abstract xml:lang="ru"><sec><title>Введение</title><p>Введение. Эффективность и безопасность дабигатрана для профилактики венозных тромбоэмболических осложнений (ВТЭО) характеризуются значительной межиндивидуальной вариабельностью, которая частично обусловлена фармакогенетическими факторами.</p></sec><sec><title>Цель</title><p>Цель. Оценить влияние полиморфизмов генов ABCB1 (rs1045642, rs4148738) и CES1 (rs2244613) на фармакокинетику дабигатрана и клинические исходы у пациентов после ортопедических операций.</p></sec><sec><title>Методы</title><p>Методы. В исследование были включены 60 пациентов, получавших дабигатрана этексилат (220 мг/сут) после тотального эндопротезирования коленного сустава. Генотипирование проводили методом ПЦР в реальном времени, концентрацию дабигатрана в плазме определяли методом ВЭЖХ-МС/МС. Оценивали клинические исходы (ВТЭО, кровотечения).</p></sec><sec><title>Результаты</title><p>Результаты. Генотип ABCB1 3435TT был ассоциирован с более высокой концентрацией дабигатрана и повышенным риском кровотечений, в то время как генотип CES1 rs2244613 CC коррелировал с более низкой концентрацией и повышенным тромботическим риском. Комбинация генотипов ABCB1 (CC и TT) и CES1 (AA) продемонстрировала оптимальную эффективность и безопасность. Гетерозиготное носительство всех трёх полиморфизмов имело непредсказуемый эффект. Описан случай тяжелого кровотечения, связанного с лекарственным взаимодействием.</p></sec><sec><title>Вывод</title><p>Вывод. Полиморфизмы генов ABCB1 и CES1 значимо влияют на экспозицию дабигатрана и риск осложнений. Предиктивное генетическое тести- рование может способствовать персонализации антикоагулянтной терапии для повышения её безопасности и эффективности у послеоперационных пациентов.</p></sec></trans-abstract><kwd-group xml:lang="ru"><kwd>дабигатран</kwd><kwd>фармакогенетика</kwd><kwd>ген ABCB1</kwd><kwd>ген CES1</kwd><kwd>венозные тромбоэмболические осложнения</kwd><kwd>ортопедическая хирургия</kwd><kwd>персонализированная медицина</kwd><kwd>терапевтический лекарственный мониторинг</kwd></kwd-group><kwd-group xml:lang="en"><kwd>dabigatran</kwd><kwd>pharmacogenetics</kwd><kwd>ABCB1 gene</kwd><kwd>CES1 gene</kwd><kwd>venous thromboembolism</kwd><kwd>orthopedic surgery</kwd><kwd>personalized medicine</kwd><kwd>drug monitoring</kwd></kwd-group><funding-group xml:lang="ru"><funding-statement>Работа выполнена при финансовой поддержке Российского научного фонда, проект 16-15-00227 «Проведение фундаментальных научных исследований и поисковых научных исследований по приоритетным тематическим направлениям исследований».</funding-statement></funding-group><funding-group xml:lang="en"><funding-statement>The work was carried out with the financial support of the Russian Science Foundation, project 16-15-00227 "Fundamental and exploratory research in priority research areas".</funding-statement></funding-group></article-meta></front><body><p>Relevance</p><p>Venous thromboembolic complications (VTE) remain one of the main threats to life and health after arthroplasty of large joints of the lower extremities. Early mobilization and drug therapy are mandatory measures for VTE prevention in this group of patients in the postoperative period. According to Russian clinical guidelines for the prevention, diagnosis and treatment of VTE, the use of low molecular weight heparins (LMWH) for 5 weeks is a priority [<xref ref-type="bibr" rid="cit1">1</xref>]. The main direct oral anticoagulants (DOACs) currently used for the treatment of VTE are rivaroxaban, edoxaban and apixaban (direct factor Xa inhibitors) and dabigatran (direct thrombin inhibitor). Of these, apixaban, dabigatran and rivaroxaban are currently approved in the EU and USA for the treatment of VTE, as well as for the prevention and treatment of deep vein thrombosis (DVT) and pulmonary embolism (PE) in patients undergoing orthopedic surgery. Edoxaban is currently approved in Japan for the prevention of postoperative VTE and in the USA for the treatment and secondary prevention of VTE in the non-surgical population, and has also received a positive opinion from the European Committee for Medicinal Products. Compared to vitamin K antagonists (VKAs), DOACs provide rapid onset of action, have fixed dosing, no known food effects, fewer drug interactions, no need for routine monitoring of fixed doses, and a short offset of action [<xref ref-type="bibr" rid="cit2">2</xref>].</p><p>Thrombin is an obvious target for anticoagulants because of its role as the final effector of blood coagulation [<xref ref-type="bibr" rid="cit3">3</xref>].</p><p>When anticoagulant therapy for VTE prophylaxis is discontinued in patients after total knee arthroplasty (TKA), approximately 10% experience thrombosis recurrence within one year after the first event [<xref ref-type="bibr" rid="cit4">4</xref>].</p><p>VTE is a life-threatening problem after TKA. However, the issue of optimal pharmacological prophylaxis remains controversial. The use of DOACs remains the most effective and proven method for VTE prevention after knee or hip arthroplasty. The convenience of their use is obvious both in the hospital and outpatient settings. The use of dabigatran etexilate significantly reduces the duration and costs of hospitalization, and the ease of drug administration ensures good treatment adherence. Nevertheless, the effectiveness of VTE prophylaxis with DOACs is not always 100% and has a number of specific complications. Great importance is attached to the search for new pharmacogenetic markers of thrombogenic risk (TR) and predictors of thromboembolic complications in patients with VTE.</p><p>Proven TR factors include advanced age, female gender, various diseases and pathological conditions such as arterial hypertension, coronary heart disease, varicose veins, obesity, diabetes mellitus, malignant tumors, and others.</p><p>Currently, a personalized approach to the choice of anticoagulant drug, effective and safe dose is relevant, since inadequate drug doses can lead to complications [<xref ref-type="bibr" rid="cit5">5</xref>]. One of the methods for diagnosing coagulation hemostasis is the thrombodynamics test, which has been tested on samples of patients with various hemostasis pathologies, as well as cardiovascular diseases [<xref ref-type="bibr" rid="cit6">6</xref>]. Among all thrombodynamics parameters, the clot growth rate is the most informative parameter in predicting VTE [<xref ref-type="bibr" rid="cit7">7</xref>].</p><p>Research materials</p><p>The study included 60 patients (58 women and 2 men) aged 37 to 81 years. Patient information was entered into anonymized individual patient records. According to national clinical guidelines, all patients after total knee arthroplasty received VTE prophylaxis with dabigatran etexilate at a dose of 220 mg per day for 1 month.</p><p>To illustrate the pharmacogenetic approach to VTE prevention using the laboratory control method of thrombodynamics, 6 typical clinical cases were selected.</p><p>All patients underwent genotyping for carriage of the polymorphic variants rs1045642 and rs4148738 of the ABCB1 gene and rs2244613 of the CES1 gene using real-time polymerase chain reaction (Real-Time PCR). Peak and trough plasma concentrations of dabigatran were determined by high-performance liquid chromatography (HPLC). Determination of dabigatran etexilate concentration was performed in all patients on day 5 after surgery (TKA). Quantitative determination of dabigatran in blood plasma samples was performed by high-performance liquid chromatography with mass spectrometric detection using an internal standard [<xref ref-type="bibr" rid="cit8">8</xref>]. An Agilent 6410 Triple Quadrupole LC/MS mass spectrometer was used. Sample preparation was performed by precipitation of blood plasma proteins. Deuterated dabigatran was used as an internal standard. To prepare solutions of dabigatran standards and its deuterated analogue, initial stock solutions of the compounds were used in a mixture of methanol and dimethyl sulfoxide (9:1 ratio). The concentrations of dabigatran and its deuterated standard in stock solutions were 10 μg/mL. The content of dabigatran in blood plasma samples was calculated by the ratio of the area of the chromatographic peak of the target compound to the area of the internal standard.</p><p>According to clinical guidelines, the Caprini score was chosen for individual VTE prediction in patients, as it is the most validated model worldwide [1, 9--10]. To predict bleeding risk, the RIETE score proposed in the clinical guidelines was used, as it is the most convenient and appropriate for the study objectives [<xref ref-type="bibr" rid="cit1">1</xref>].</p><p>Description of clinical cases</p><p>Clinical case 1</p><p>A 58-year-old woman with a high risk of VTE — 11 points on the Caprini score — developed acute occlusive DVT of the right lower leg on day 2 after TKA, which required comprehensive medical and surgical treatment. There was a high risk of PE. According to molecular genetic testing (MGT), the patient was found to have the CC genotype of the rs2244613 polymorphism of the CES1 gene and the TT genotype of the rs4148738 polymorphism of the ABCB1 gene (Fig. 1).</p><p>Fig. 1. Association of the rs4148738 polymorphism of the ABCB1 gene with C~max~,ss of dabigatran</p><p>Clinical case 2</p><p>A 59-year-old patient (heterozygous genotype for ABCB1 and CES1) with a high risk of VTE — 10 points on the Caprini score — showed a high clot formation rate of 47.8 μm/min according to the thrombodynamics test. 4 weeks after TKA, she developed acute thrombosis of the popliteal vein, which could be associated with low activity after surgery due to intense pain in the contralateral joint. The patient underwent conservative thrombolytic therapy according to clinical guidelines for 2 months. According to control ultrasound examination of the veins of the lower extremities, resolution through thrombus recanalization occurred after 2 months. Against the background of increased glomerular filtration rate (GFR), the patient's peak dabigatran concentration was below the average level obtained in our study.</p><p>Clinical case 3</p><p>A 71-year-old patient (with the CC genotype of the rs1045642 polymorphism and TT genotype of the rs4148738 polymorphism of the ABCB1 gene, and the AA genotype of the rs2244613 polymorphism of the CES1 gene), with an extremely high risk of thrombosis according to the Caprini score — 13 points, and the highest clot formation rate according to the thrombodynamics test — 58.7 μm/min. Nevertheless, the patient did not experience thrombosis, minor or major bleeding, and the postoperative period was uneventful. Thus, despite the individual very high risk of thrombosis, high efficacy of dabigatran was noted — the clot formation rate after taking the drug decreased to 31.4 μm/min (46.7% of the initial value), and according to the coagulogram, the diluted prothrombin time (PTT) increased. High safety of the drug was also noted — no bleeding was recorded (Fig. 2).</p><p>Fig. 2. Association of the rs4148738 polymorphism of the ABCB1 gene with C~max~,ss of dabigatran</p><p>Clinical case 4</p><p>A 45-year-old patient with an extremely high risk of thrombosis (12 points on the Caprini score). According to MGT — heterozygous for all three studied polymorphisms: rs1045642 and rs4148738 of the ABCB1 gene, and rs2244613 of the CES1 gene.</p><p>Nevertheless, the patient developed a minor hematoma, which could be associated with a technically complex (more traumatic and prolonged) surgical intervention. In our opinion, the combination of heterozygous carriage for all three studied polymorphisms is the most unpredictable option in terms of the development of thrombosis and/or bleeding.</p><p>Clinical case 5</p><p>A 64-year-old patient with the TT genotype for the C3435T polymorphism of the ABCB1 gene in combination with the CC genotype of the rs4148738 polymorphism of the ABCB1 gene, and the AA genotype of the rs2244613 polymorphism of the CES1 gene, had high baseline and peak dabigatran concentrations, which is associated with an increased risk of bleeding (Fig. 3).</p><p>Fig. 3. Association of the rs1045642 polymorphism of the ABCB1 gene with C~max~,ss of dabigatran</p><p>Clinical case 6</p><p>A 61-year-old patient recorded the maximum concentration of dabigatran — 800 ng/mL. The patient was receiving concomitant therapy with a combined antihypertensive and lipid-lowering drug (amlodipine + lisinopril + rosuvastatin). In this case, there was an interaction between the drugs and dabigatran. Also, the patient once received an injection of fondaparinux (pharmacodynamic interaction). 2 days after surgery, macrohematuria occurred.</p><p>In this case, dabigatran discontinuation and administration of tranexamic acid to stop the bleeding were required. On the second day, dabigatran was prescribed with a 50% dose reduction for the entire treatment period; no thrombosis and/or bleeding was recorded during follow-up. This patient was excluded from the study and analysis.</p><p>Discussion</p><p>In our study, no statistically significant dependence of dabigatran concentration on gender, age, body mass index, or renal function was found.</p><p>Clinical case No. 1 demonstrated that carriage of the CC genotype of the rs2244613 polymorphism of the CES1 gene is associated with a lower concentration of dabigatran, which increased the risk of VTE. According to the thrombodynamics test, a high clot growth rate was noted before and after dabigatran administration. In our 2018 study, we found an association between the CC genotype of the rs2244613 polymorphism of the CES1 gene and a lower peak concentration of dabigatran, with a median of 116.3 ng/mL [<xref ref-type="bibr" rid="cit11">11</xref>]. No statistical significance was obtained (*p*=0.27) due to the small sample size, but later, in a meta-analysis conducted in 2020, it was demonstrated that the frequency of bleeding was 26.8% lower in the group of carriers of the C allele of the rs2244613 polymorphism of the CES1 gene (AC and CC genotypes), compared to non-carriers (AA genotype) (OR 0.732, 95% CI 0.629--0.851; *p* &lt;0.001; heterogeneity: Q=2.183; *p*=0.535) among patients taking dabigatran as indicated. Carriage of rs2244613 was significantly associated with a reduced incidence of bleeding during dabigatran etexilate therapy [<xref ref-type="bibr" rid="cit12">12</xref>].</p><p>Analysis of clinical case No. 2 demonstrated that heterozygous carriage for the C3435T polymorphisms of the ABCB1 gene and rs2244613 of the CES1 gene, combined with normal or increased GFR, led to a decrease in dabigatran concentration. According to the thrombodynamics test, a high clot formation rate persisted before and after dabigatran administration. Thus, in this case, increasing the duration of anticoagulant therapy should be considered.</p><p>Clinical case No. 3 demonstrated the most favorable variant of genetic polymorphism: the CC genotype of the rs1045642 polymorphism and the TT genotype of the rs4148738 polymorphism of the ABCB1 gene, and the AA genotype of the rs2244613 polymorphism of the CES1 gene, in which, despite the initially high TR, high efficacy and safety of dabigatran were demonstrated. We consider this combination of genetic polymorphisms as the most favorable option.</p><p>Clinical case No. 4 presents a patient with heterozygous carriage for all three studied polymorphisms; in this case, it is the most difficult to predict the risk of thrombosis and bleeding in terms of prognosis.</p><p>In clinical case No. 5, in our opinion, the patient with the TT genotype for the C3435T polymorphism of the ABCB1 gene in combination with the CC genotype of the rs4148738 polymorphism of the ABCB1 gene, and the AA genotype of the rs2244613 polymorphism of the CES1 gene, had the highest risk of bleeding. The need to consider treatment options with dose reduction of anticoagulants was noted. For optimal safety control, determination of the drug concentration in patients with this genotype is necessary.</p><p>Analysis of clinical case No. 6 revealed pharmacokinetic and pharmacodynamic drug interactions: amlodipine, lisinopril, rosuvastatin, and dabigatran. Statins, including rosuvastatin, are modulators of P-glycoprotein, which encodes the efflux of statins, and their pharmacokinetics depends on the C3435T polymorphism of the ABCB1 gene [13--15]. Amlodipine is a substrate of P-glycoprotein, and its concentration also depends on the C3435T polymorphism of the ABCB1 gene [<xref ref-type="bibr" rid="cit16">16</xref>]. Lisinopril, in turn, is a substrate of P-glycoprotein [<xref ref-type="bibr" rid="cit17">17</xref>]. Thus, the drug interaction led to the development of a serious adverse reaction (AR) — renal bleeding.</p><p>Conclusions</p><p>Thus, wider introduction of genetic testing among patients after orthopedic operations receiving dabigatran for VTE prophylaxis will significantly improve the effectiveness and safety of anticoagulant therapy in the future.</p></body><back><ref-list><title>References</title><ref id="cit1"><label>1</label><citation-alternatives><mixed-citation xml:lang="ru">Селиверстов Е.И., Лобастов К.В., Илюхин Е.А., и др. Профи- лактика, диагностика и лечение тромбоза глубоких вен. Рекомендации российских экспертов. Флебология. 2023;17(3):152-296. [Seliverstov EI, Lobastov KV, Ilyukhin EA et al. Prevention, Diagnostics and Treatment of Deep Vein Thrombosis. Russian Experts Consensus. Flebologiya. 2023;17(3):152-296. (In Russ.)]. doi: 10.17116/flebo202317031152.</mixed-citation><mixed-citation xml:lang="en">Селиверстов Е.И., Лобастов К.В., Илюхин Е.А., и др. 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